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Compliance Information

Provision of Services Regulations 2009

Investment services

Regulated by the Institute of Chartered Accountants in England and Wales for a range of investment business activities.

Professional Indemnity Insurance

Our professional indemnity insurer is Intact Insurance UK Ltd, 22 Bishopsgate, London, EC2N 4BQ. The territorial coverage is worldwide excluding professional business carried out from any office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States or Canada.

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Regulated by the Institute of Chartered Accountants in England and Wales (ICAEW) for a range of investment business activities.
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